Commodity Futures Modernization Act

Results: 717



#Item
501Dodd–Frank Wall Street Reform and Consumer Protection Act / Fiduciary / Counterparty / Commodity Futures Trading Commission / Swap / Commodity Futures Modernization Act / Law / Late-2000s financial crisis / Employee Retirement Income Security Act

February 22, 2011 Mr. David A. Stawick Secretary Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, N.W.

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Source URL: www.sec.gov

Language: English - Date: 2011-09-21 15:46:27
502Stock market / Derivative / Dodd–Frank Wall Street Reform and Consumer Protection Act / Security / Swap / Futures contract / Commodity Futures Modernization Act / Credit default swap / Financial economics / Investment / Finance

NASAA Questions for SEC Discussion

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Source URL: www.sec.gov

Language: English - Date: 2010-09-28 14:13:19
503United States securities law / Financial markets / Corruption / Commodities market / Commodity Futures Trading Commission / Commodity Futures Modernization Act / Commodity Exchange Act / Insider trading / National Futures Association / Financial economics / Financial system / Financial regulation

Microsoft Word - John Coffee Testimony _2_.doc

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Source URL: www.sec.gov

Language: English - Date: 2009-09-03 10:42:25
504Commodity Futures Trading Commission / Derivative / Dodd–Frank Wall Street Reform and Consumer Protection Act / Swap / Futures contract / Commodity Exchange Act / U.S. Securities and Exchange Commission / Commodity Futures Modernization Act / Financial economics / Financial system / Finance

February 22, 2011 David A. Stawick Secretary Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, NW

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Source URL: www.sec.gov

Language: English - Date: 2011-09-12 17:06:02
505Financial regulation / Dodd–Frank Wall Street Reform and Consumer Protection Act / Basel II / Derivative / Barclays / Capital requirement / Commodity Futures Modernization Act / Credit default swap / Systemic risk / Financial economics / Finance

Microsoft Word[removed]Barclays-SEC Meeting Memo.docx

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Source URL: www.sec.gov

Language: English - Date: 2011-11-10 15:34:10
506Financial system / Commodity Futures Trading Commission / Commodity Futures Modernization Act / National Futures Association / Futures contract / Commodity Pool Operator / Foreign exchange market / Commodity pool / Commodity trading advisor / Commodities market / Financial economics / Finance

Microsoft Word - Daniel Roth Testimony _2_.doc

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Source URL: www.sec.gov

Language: English - Date: 2009-09-03 10:35:53
507Financial system / Finance / Futures exchange / Financial economics / Futures contract / Commodity Futures Modernization Act

File No. SR-NFA[removed]Exhibit 4 INTERPRETIVE NOTICES *** ¶ 9049—NFA COMPLIANCE RULES 2-7 AND 2-24 AND

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Source URL: www.sec.gov

Language: English - Date: 2010-01-06 13:22:33
508Finance / Late-2000s financial crisis / Commodity Futures Trading Commission / Confédération Fiscale Européenne / Futures contract / Dodd–Frank Wall Street Reform and Consumer Protection Act / Commodity Exchange Act / Securities Exchange Act / Commodity Futures Modernization Act / United States securities law / Financial regulation / Financial economics

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt and Amend Certain Rules that Are Applicable to Security Futures

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Source URL: www.sec.gov

Language: English - Date: 2012-10-25 17:40:10
509Financial markets / Barclays / Dodd–Frank Wall Street Reform and Consumer Protection Act / Systemic risk / Commodity Futures Trading Commission / Futures contract / American International Group / Commodity Futures Modernization Act / Financial economics / Economics / Insurance

MEMORANDUM TO: File FROM:

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Source URL: www.sec.gov

Language: English - Date: 2012-07-05 12:20:09
510Financial markets / Stock market / United States securities law / 106th United States Congress / Commodity Futures Modernization Act / Commodity Futures Trading Commission / Futures contract / Securities regulation in the United States / Security / Financial economics / Finance / Financial system

Microsoft Word - Nazareth Testimony CFTC-SEC Mtg _2_.doc

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Source URL: www.sec.gov

Language: English - Date: 2009-09-02 10:41:57
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